Personnel Hong Kong SFC License Details (ID 117879)

Personnel Hong Kong SFC License Details (ID 117879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DATANG FINANCIAL HOLDING CO., LIMITED	RO	Advising on securities	2017-02-10	-
	RO	Asset management	2017-02-10	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2016-11-30
	Rep	Dealing in securities	2014-12-15	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-12-15	2016-06-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-01-15	2009-10-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-01-15	2009-10-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-01-15	2009-10-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-01-17	2009-01-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-11-21	2009-01-03