| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2024-10-29 | - |
| Rep | Dealing in securities | 2024-10-29 | - | |
| Jefferies Hong Kong Limited | Rep | Advising on securities | 2023-10-13 | 2024-08-01 |
| Rep | Dealing in securities | 2023-08-14 | 2024-08-01 | |
| Macquarie Asia Securities Limited | Rep | Dealing in securities | 2022-01-10 | 2023-07-11 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2022-01-10 | 2023-07-11 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2020-01-09 | 2021-12-31 |
| Rep | Dealing in securities | 2019-12-17 | 2021-12-31 | |
| China Reserve Securities Limited | Rep | Dealing in securities | 2019-08-07 | 2019-11-20 |
| Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2017-08-11 | 2019-03-25 |
No HKMA registrations in the collected records.