Personnel SFC Licences and HKMA Registrations (ID 11789167)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2026-11-02	-
	Rep	Asset management	2026-11-02	-
	Rep	Dealing in securities	2026-11-02	-
TruMed Investment Management Limited	RO	Advising on securities	2024-03-28	2024-08-01
	RO	Asset management	2023-03-13	2024-08-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-08-16	2018-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.