Personnel Hong Kong SFC License Details (ID 117895)

Personnel Hong Kong SFC License Details (ID 117895)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BTIG Hong Kong Limited	Rep	Dealing in securities	2023-01-18	2026-07-08
Jefferies Hong Kong Limited	Rep	Dealing in securities	2021-12-02	2022-10-26
	RO	Dealing in securities	2018-08-08	2021-12-02
	Rep	Dealing in securities	2012-11-16	2018-08-08
TT INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-05	2011-06-24
	Rep	Dealing in securities	2010-01-05	2011-06-24
TT INTERNATIONAL (LONDON) LIMITED	Rep	Asset management	2008-12-15	2011-06-24
TT INTERNATIONAL (HONG KONG) LIMITED	Rep	Asset management	2006-02-15	2011-06-24