Personnel Hong Kong SFC License Details (ID 11790115)

Personnel Hong Kong SFC License Details (ID 11790115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-01-29	-
	Rep	Asset management	2021-01-29	-
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2019-09-13	2021-01-14
	Rep	Asset management	2019-09-13	2021-01-14
	Rep	Dealing in securities	2019-09-13	2021-01-14
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2017-08-17	2019-09-04
	Rep	Asset management	2017-08-17	2019-09-04
	Rep	Dealing in securities	2017-08-17	2019-09-04