Personnel Hong Kong SFC License Details (ID 11790126)

Personnel Hong Kong SFC License Details (ID 11790126)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vista Equity Partners Management (Hong Kong) Limited	Rep	Dealing in securities	2022-07-21	2025-09-01
CMB International Securities Limited	Rep	Advising on securities	2019-09-04	2020-09-30
	Rep	Dealing in securities	2019-09-04	2020-09-30
Yunfeng Asset Management Limited	Rep	Asset management	2018-09-04	2019-08-02
Yunfeng Financial Markets Limited	Rep	Advising on securities	2017-08-17	2019-08-02
	Rep	Asset management	2017-08-17	2019-08-02
	Rep	Dealing in securities	2017-08-17	2019-08-02
Yunfeng Securities Limited	Rep	Advising on securities	2017-08-17	2019-08-02
	Rep	Dealing in securities	2017-08-17	2019-08-02