Personnel Hong Kong SFC License Details (ID 11790940)

Personnel Hong Kong SFC License Details (ID 11790940)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-11-11	-
	Rep	Dealing in securities	2024-11-11	-
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-08-06	2024-10-14
	Rep	Dealing in securities	2024-08-06	2024-10-14
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2021-09-10	2024-06-28
	Rep	Dealing in securities	2021-09-10	2024-06-28
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-08-09	2021-07-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-29	2021-07-31
Bright Fund Management Limited	Rep	Asset management	2017-11-23	2021-07-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-23	2021-07-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-08-18	2021-07-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2017-08-18	2021-07-31
	Rep	Dealing in securities	2017-08-18	2021-07-31