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Kwok, Alvina Iris Wei Lin 郭蔚琳 SFC Licences and HKMA Registrations (ID 11790946)
Kwok, Alvina Iris Wei Lin 郭蔚琳
SFC ID:
BKN953
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED
Rep
Dealing in futures contracts
2022-06-30
-
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2017-08-18
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.