Personnel Hong Kong SFC License Details (ID 117915)

Personnel Hong Kong SFC License Details (ID 117915)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2013-09-12	2013-09-13
	Rep	Advising on securities	2011-10-03	2011-10-05
	Rep	Advising on securities	2010-09-15	2010-09-21
	Rep	Advising on securities	2009-10-12	2009-10-14
	Rep	Advising on securities	2007-09-27	2007-10-01
	Rep	Advising on securities	2007-03-15	2007-03-20
	Rep	Dealing in securities	2006-11-30	2006-12-04
	Rep	Dealing in securities	2006-09-07	2006-09-11
	Rep	Dealing in securities	2006-06-07	2006-06-13
	Rep	Dealing in securities	2006-02-22	2006-02-28