Personnel Hong Kong SFC License Details (ID 11791964)

Personnel Hong Kong SFC License Details (ID 11791964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-10-23	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2025-10-23	-
	Rep	Dealing in futures contracts	2025-10-23	-
	Rep	Dealing in securities	2025-10-23	-
	Rep	Providing automated trading services	2017-11-28	2024-09-03
	Rep	Dealing in securities	2017-11-28	2024-09-03
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2017-08-22	2017-11-28
	Rep	Advising on securities	2017-08-22	2017-11-28
	Rep	Dealing in securities	2017-08-22	2024-09-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-08-22	2024-09-03