Personnel Hong Kong SFC License Details (ID 11791967)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RICHES DEPOT SECURITIES CO., LIMITED	RO	Dealing in securities	2025-12-29	2026-09-11
	Rep	Dealing in securities	2025-10-30	2025-12-29
N Plus Capital Limited	Rep	Advising on securities	2024-07-24	2024-10-31
	Rep	Asset management	2024-07-24	2024-10-31
RICHES DEPOT SECURITIES CO., LIMITED	RO	Dealing in securities	2023-06-30	2025-04-17
	Rep	Dealing in securities	2017-08-22	2023-06-30