Personnel Hong Kong SFC License Details (ID 117924)

Personnel Hong Kong SFC License Details (ID 117924)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-10-18	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2013-10-18	2024-06-26
	Rep	Dealing in securities	2013-10-18	2024-06-26
	Rep	Asset management	2013-09-23	2024-06-26
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-20	2010-03-22
	Rep	Advising on securities	2007-08-01	2010-03-22
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-03-17	2007-07-19