Personnel SFC Licences and HKMA Registrations (ID 11792511)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2026-05-08	-
	Rep	Dealing in securities	2026-05-08	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-09-21	2024-09-30
	Rep	Advising on corporate finance	2017-08-24	2024-09-30
	Rep	Dealing in securities	2017-08-24	2024-09-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-24	2024-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.