Personnel SFC Licences and HKMA Registrations (ID 11792514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARGYLE STREET MANAGEMENT LIMITED	Rep	Advising on securities	2023-05-15	-
	Rep	Asset management	2023-04-28	-
LEGENDS ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-08-24	2023-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.