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Li, Kathleen Ka-Lam 李嘉琳 Hong Kong SFC License Details (ID 117928)
Li, Kathleen Ka-Lam 李嘉琳
SFC ID:
ANB389
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Dealing in securities
2007-05-22
2007-07-28
Rep
Dealing in securities
2006-02-20
2006-09-27