Personnel SFC Licences and HKMA Registrations (ID 11793152)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2024-04-24	-
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2020-11-03	2023-12-20
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-11-03	2023-12-20
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-08-25	2020-09-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-08-25	2020-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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