Personnel Hong Kong SFC License Details (ID 11793154)

Personnel Hong Kong SFC License Details (ID 11793154)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-08-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-08-03	-
JMC Capital HK Limited	Rep	Asset management	2026-03-26	2026-05-29
	Rep	Dealing in securities	2026-03-26	2026-05-29
JMC Capital International Limited	Rep	Dealing in securities	2026-03-26	2026-05-29
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2025-09-01	2025-12-31
	Rep	Dealing in securities	2024-10-03	2025-08-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2023-08-10	2024-02-24
	Rep	Leveraged foreign exchange trading	2021-10-28	2022-07-08
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2021-09-29	2024-02-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-09-29	2024-02-24
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2021-09-29	2024-02-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2021-09-29	2024-02-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-03-26	2021-09-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-09-17	2021-09-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-07-04	2021-09-08
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2017-08-25	2019-06-07