Personnel Hong Kong SFC License Details (ID 117933)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2012-03-28	2012-05-11
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2011-09-27	2012-01-14
	Rep	Dealing in securities	2011-09-27	2012-01-14
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-10	2010-07-02
	Rep	Advising on securities	2006-03-30	2010-06-10