Personnel Hong Kong SFC License Details (ID 11793771)

Personnel Hong Kong SFC License Details (ID 11793771)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2022-06-16	2026-01-14
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2022-06-16	2026-01-14
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-04-28	2026-01-14
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2022-04-28	2026-01-14
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-04-13	2022-03-18
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Dealing in securities	2021-04-13	2022-03-18
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2018-07-24	2018-10-09
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-28	2018-07-15
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-28	2018-07-15