Personnel Hong Kong SFC License Details (ID 11793779)

Personnel Hong Kong SFC License Details (ID 11793779)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sigma Capital Management Limited	RO	Advising on securities	2021-12-24	-
	RO	Asset management	2021-12-24	-
	RO	Dealing in securities	2021-12-24	-
	Rep	Advising on securities	2021-12-10	2021-12-24
	Rep	Asset management	2021-12-10	2021-12-24
	Rep	Dealing in securities	2021-12-10	2021-12-24
Oshidori Securities Limited	Rep	Dealing in futures contracts	2021-07-14	2021-09-30
	RO	Advising on securities	2020-12-30	2021-09-30
	RO	Asset management	2020-12-30	2021-09-30
	RO	Dealing in securities	2020-12-30	2021-09-30
Oshidori Corporate Finance Limited	Rep	Advising on corporate finance	2017-08-28	2021-09-30
Oshidori Securities Limited	Rep	Advising on securities	2017-08-28	2020-12-30
	Rep	Asset management	2017-08-28	2020-12-30
	Rep	Dealing in securities	2017-08-28	2020-12-30