Personnel Hong Kong SFC License Details (ID 11793783)

Personnel Hong Kong SFC License Details (ID 11793783)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Spark International Capital Limited	RO	Asset management	2025-05-07	-
Zeta Capital (H.K.) Limited	Rep	Advising on securities	2024-09-17	2025-04-11
	Rep	Asset management	2024-09-17	2025-04-11
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-10-10	2024-09-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2022-10-10	2024-09-08
	Rep	Dealing in securities	2022-10-10	2024-09-08
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2017-08-28	2020-01-01
	Rep	Advising on securities	2017-08-28	2020-01-01
	Rep	Asset management	2017-08-28	2020-01-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-08-28	2020-01-01
	Rep	Advising on securities	2017-08-28	2020-01-01
	Rep	Asset management	2017-08-28	2020-01-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2017-08-28	2020-01-01
	Rep	Asset management	2017-08-28	2020-01-01
	Rep	Dealing in securities	2017-08-28	2020-01-01