| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2025-08-08 | - |
| Rep | Dealing in securities | 2025-08-08 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2024-02-08 | 2025-04-08 |
| Credit Suisse (Hong Kong) Limited | RO | Advising on securities | 2020-03-04 | 2023-10-26 |
| RO | Dealing in futures contracts | 2020-03-04 | 2023-10-26 | |
| RO | Dealing in securities | 2020-03-04 | 2023-10-26 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2020-03-04 | 2023-10-26 |
| RO | Providing automated trading services | 2020-03-04 | 2023-10-26 | |
| RO | Dealing in securities | 2020-03-04 | 2023-10-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-11-01 | 2020-03-04 |
| Rep | Dealing in securities | 2018-11-01 | 2020-03-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2018-11-01 | 2020-03-04 |
| Rep | Dealing in securities | 2018-11-01 | 2020-03-04 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-10-02 | 2008-09-29 |
| Rep | Dealing in securities | 2007-10-02 | 2008-09-29 | |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-10-02 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-10-02 | 2008-09-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-02-20 | 2007-06-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-02-20 | 2007-06-15 |
No HKMA registrations in the collected records.