Personnel Hong Kong SFC License Details (ID 11794393)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2019-03-21	2021-05-21
	Rep	Dealing in securities	2019-03-21	2021-05-21
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-08-29	2018-11-10
	Rep	Dealing in securities	2017-08-29	2018-11-10