Personnel Hong Kong SFC License Details (ID 11794942)

Personnel Hong Kong SFC License Details (ID 11794942)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oxbow Capital Management (HK) Limited	Rep	Asset management	2024-08-05	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-02-02	2024-03-08
	Rep	Asset management	2022-02-28	2022-09-30
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2018-08-02	2020-03-11
	Rep	Dealing in securities	2018-08-02	2020-03-11
	Rep	Advising on corporate finance	2018-06-29	2020-03-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2017-08-30	2018-05-30