Personnel Hong Kong SFC License Details (ID 11794947)

Personnel Hong Kong SFC License Details (ID 11794947)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-05-20	-
	Rep	Advising on corporate finance	2021-05-17	-
	Rep	Dealing in securities	2021-05-17	-
MUFG Securities Asia Limited	Rep	Advising on corporate finance	2021-03-16	2021-04-13
	Rep	Dealing in securities	2021-03-16	2021-04-13
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-08-30	2021-02-19
	Rep	Dealing in securities	2017-08-30	2021-02-19
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-30	2021-02-19