Personnel SFC Licences and HKMA Registrations (ID 117951)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2021-04-20	-
	Rep	Dealing in securities	2021-04-20	-
VENHOUSE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-04-12	2009-12-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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