Personnel SFC Licences and HKMA Registrations (ID 11795557)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SYNCICAP Asset Management Limited	Rep	Advising on securities	2026-01-05	-
	Rep	Asset management	2026-01-05	-
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2019-11-29	2025-12-12
	Rep	Asset management	2019-11-29	2025-12-12
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-08-31	2019-11-09
	Rep	Dealing in securities	2017-08-31	2019-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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