Personnel Hong Kong SFC License Details (ID 11795560)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Gulf Line Capital Advisors Limited	RO	Advising on securities	2021-06-29	-
	RO	Asset management	2021-06-29	-
	Rep	Advising on securities	2021-04-15	2021-06-29
	Rep	Asset management	2021-04-15	2021-06-29
First Prosperous Asset Management Company Limited	RO	Advising on securities	2020-08-11	2021-02-10
	RO	Asset management	2020-08-11	2021-02-10
	Rep	Advising on securities	2019-12-03	2020-08-11
	Rep	Asset management	2019-12-03	2020-08-11
First Prosperous Capital Company Limited	Rep	Advising on corporate finance	2019-12-03	2021-02-10
	RO	Dealing in securities	2019-09-23	2021-02-10
	Rep	Dealing in securities	2019-09-10	2019-09-23
WAN LUNG SECURITIES LIMITED	RO	Advising on securities	2019-03-04	2019-09-06
	RO	Asset management	2019-03-04	2019-09-06
	RO	Dealing in securities	2019-03-04	2019-09-06
BOMAN CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2018-04-17	2019-02-28
	RO	Asset management	2018-04-17	2019-02-28
	Rep	Advising on securities	2018-03-08	2018-04-17
	Rep	Asset management	2018-03-08	2018-04-17
Yunfeng Financial Markets Limited	Rep	Advising on securities	2017-12-15	2018-01-25
Yunfeng Securities Limited	Rep	Advising on securities	2017-12-15	2018-01-25
Yunfeng Asset Management Limited	Rep	Asset management	2017-10-16	2018-01-25
Yunfeng Financial Markets Limited	Rep	Asset management	2017-10-16	2018-01-25
	Rep	Dealing in securities	2017-10-16	2018-01-25
Yunfeng Securities Limited	Rep	Dealing in securities	2017-10-16	2018-01-25
Harvest Global Capital Investments Limited	Rep	Dealing in securities	2017-08-31	2017-09-19