| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2021-08-26 | - |
| RO | Asset management | 2021-08-26 | - | |
| Rep | Advising on securities | 2021-08-25 | 2021-08-26 | |
| Rep | Asset management | 2021-08-25 | 2021-08-26 | |
| PHILIPPA HUCKLE GROUP LIMITED, THE (TRADING AS ARIA FORUM WEALTH MANAGEMENT) | RO | Advising on securities | 2019-06-20 | 2020-01-30 |
| RO | Asset management | 2019-06-20 | 2020-01-30 | |
| RO | Dealing in securities | 2019-06-20 | 2020-01-30 | |
| JMC Capital HK Limited | RO | Advising on securities | 2018-08-16 | 2019-06-11 |
| RO | Asset management | 2018-08-16 | 2019-06-11 | |
| RO | Dealing in securities | 2018-08-16 | 2019-06-11 | |
| China Enterprise Securities Company Limited | RO | Advising on securities | 2015-03-03 | 2017-11-30 |
| RO | Asset management | 2015-03-03 | 2017-11-30 | |
| RO | Dealing in securities | 2015-03-03 | 2017-11-30 | |
| Rep | Advising on securities | 2013-03-25 | 2015-03-03 | |
| Rep | Asset management | 2013-03-25 | 2015-03-03 | |
| Rep | Dealing in securities | 2013-03-25 | 2015-03-03 | |
| NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2007-08-23 | 2010-09-08 |
| RO | Asset management | 2007-08-23 | 2010-09-08 | |
| Rep | Advising on securities | 2006-07-20 | 2007-08-23 | |
| Rep | Asset management | 2006-04-12 | 2007-08-23 |
No HKMA registrations in the collected records.