Personnel Hong Kong SFC License Details (ID 117959)

Personnel Hong Kong SFC License Details (ID 117959)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-06-01	2021-01-05
	Rep	Dealing in securities	2015-06-01	2021-01-05
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2007-11-06	2008-06-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2007-09-10	2008-06-24
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2006-12-12	2008-06-24
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-12-12	2008-06-24
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-09-21	2006-12-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-24	2006-12-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-24	2006-12-05