Personnel Hong Kong SFC License Details (ID 11796)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Grace Financial Limited (HK)	RO	Asset management	2018-05-23	2020-12-31
	RO	Advising on securities	2011-06-16	2020-12-31
SYMPHONY AMP LIMITED	RO	Advising on securities	2007-07-12	2008-10-31
WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	-	2004-12-02