Li, Yen Cheng 黎彥成

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Dealing in futures contracts	2024-07-29	-
	Rep	Dealing in securities	2024-07-29	-
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2017-09-04	2024-07-05
	Rep	Dealing in securities	2017-09-04	2024-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Dealing in futures contracts	2024-07-29	-
	Rep	Dealing in securities	2024-07-29	-
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2017-09-04	2024-07-05
	Rep	Dealing in securities	2017-09-04	2024-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.