Personnel SFC Licences and HKMA Registrations (ID 11796588)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-03-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-03-17	-
	Rep	Dealing in securities	2025-03-17	-
Quam Securities Limited	Rep	Dealing in futures contracts	2021-06-09	2025-01-08
	Rep	Dealing in securities	2021-06-09	2025-01-08
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-11	2021-05-16
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2021-03-11	2021-05-16
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2018-06-20	2021-02-28
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-09-04	2021-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.