Personnel SFC Licences and HKMA Registrations (ID 11796589)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2026-10-05	-
Jefferies Hong Kong Limited	RO	Dealing in securities	2022-08-25	2026-09-04
	Rep	Dealing in securities	2022-01-27	2022-08-25
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2017-09-04	2021-11-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.