Cheung, Robert Lock Yen 張諾仁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	RO	Dealing in securities	2022-07-28	-
	RO	Advising on securities	2018-01-09	-
	RO	Asset management	2018-01-09	-
Redwood Peak Limited	RO	Advising on securities	2017-09-04	2017-09-15
	RO	Asset management	2017-09-04	2017-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	RO	Dealing in securities	2022-07-28	-
	RO	Advising on securities	2018-01-09	-
	RO	Asset management	2018-01-09	-
Redwood Peak Limited	RO	Advising on securities	2017-09-04	2017-09-15
	RO	Asset management	2017-09-04	2017-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.