Personnel SFC Licences and HKMA Registrations (ID 11796682)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-08-04	-
	Rep	Dealing in securities	2025-08-04	-
TFI Securities and Futures Limited	Rep	Advising on securities	2025-05-30	2025-06-23
	Rep	Dealing in securities	2025-05-30	2025-06-23
CMB International Global Markets Limited	Rep	Advising on securities	2022-08-29	2025-05-09
	Rep	Dealing in securities	2021-09-17	2025-05-09
CMB International Securities Limited	Rep	Advising on securities	2019-12-11	2025-05-09
	Rep	Dealing in securities	2019-10-28	2025-05-09
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2017-09-07	2019-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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