Personnel Hong Kong SFC License Details (ID 11796703)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2021-10-22	-
	Rep	Dealing in securities	2021-10-06	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2020-02-05	2021-07-12
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-09-07	2019-09-10
	Rep	Dealing in securities	2017-09-07	2021-07-12