Personnel Hong Kong SFC License Details (ID 117972)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2007-11-14	2011-06-13
	Rep	Dealing in securities	2007-11-09	2011-06-13
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-02-27	2007-10-29
	Rep	Dealing in securities	2006-02-27	2007-10-29
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-02-27	2007-10-29
	Rep	Dealing in futures contracts	2006-02-27	2007-10-29