Personnel Hong Kong SFC License Details (ID 11800019)

Personnel Hong Kong SFC License Details (ID 11800019)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2024-11-21	-
	Rep	Asset management	2024-11-21	-
	Rep	Dealing in securities	2024-11-21	-
CPP INVESTMENTS APAC LIMITED	Rep	Dealing in securities	2022-03-22	2024-07-24
CPPIB Asia Inc.	Rep	Dealing in securities	2021-08-23	2022-03-22
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2018-10-08	2021-05-26
	Rep	Advising on securities	2018-10-08	2021-05-26
	Rep	Dealing in securities	2018-10-08	2021-05-26
CMB International Capital Limited	Rep	Advising on corporate finance	2017-09-08	2018-08-16
	Rep	Dealing in securities	2017-09-08	2018-08-16