Personnel Hong Kong SFC License Details (ID 11800034)

Personnel Hong Kong SFC License Details (ID 11800034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Opus Capital Limited (HK)	Rep	Dealing in securities	2025-11-03	-
	Rep	Advising on corporate finance	2023-10-16	-
UZen Securities Limited	Rep	Dealing in securities	2023-10-16	2024-09-03
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-04	2023-06-07
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-09-08	2023-06-07
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2017-09-08	2023-06-07