| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Conning Asia Pacific Limited | RO | Asset management | 2022-12-29 | - |
| RO | Advising on securities | 2022-11-29 | - | |
| RO | Dealing in securities | 2022-11-29 | - | |
| Rep | Advising on securities | 2022-09-30 | 2022-11-29 | |
| Rep | Dealing in securities | 2022-09-30 | 2022-11-29 | |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2018-10-26 | 2022-09-05 |
| RO | Dealing in securities | 2018-10-26 | 2022-09-05 | |
| Rep | Dealing in securities | 2018-05-18 | 2018-10-26 | |
| Oriental Ever Investment Limited | RO | Dealing in securities | 2017-09-08 | 2018-04-30 |
No HKMA registrations in the collected records.