| WRise Prestige Asset Management Limited | RO | Advising on securities | 2023-03-27 | - |
| RO | Asset management | 2023-03-27 | - |
| WRise Prestige Securities Limited | RO | Dealing in securities | 2023-03-27 | - |
| VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-08-06 | 2022-10-31 |
| RO | Asset management | 2021-08-06 | 2022-10-31 |
| Rep | Asset management | 2021-07-23 | 2021-08-06 |
| APOGEE PARTNERS LIMITED (HK) | RO | Asset management | 2020-07-21 | 2021-07-20 |
| Rep | Asset management | 2020-06-11 | 2020-07-21 |
| FUDA CAPITAL LIMITED | RO | Advising on securities | 2019-02-13 | 2020-05-01 |
| RO | Asset management | 2019-02-13 | 2020-05-01 |
| Runlin Asset Management Limited | RO | Asset management | 2018-02-07 | 2019-01-31 |
| SFGHK Limited | RO | Advising on securities | 2017-07-14 | 2017-08-28 |
| SFG Fund Limited | RO | Asset management | 2017-01-05 | 2017-08-28 |
| SFGHK Limited | RO | Dealing in securities | 2016-08-19 | 2017-08-28 |
| Mason Securities Limited | Rep | Dealing in securities | 2013-08-15 | 2016-08-17 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-15 | 2016-08-17 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-09 | 2011-09-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-23 | 2011-09-01 |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2006-03-09 | 2006-04-14 |