Personnel Hong Kong SFC License Details (ID 118051)

Personnel Hong Kong SFC License Details (ID 118051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CC Real Estate Advisory Limited	Rep	Advising on corporate finance	2010-09-01	2016-03-28
	Rep	Advising on securities	2010-09-01	2016-03-28
	Rep	Dealing in securities	2010-09-01	2016-03-28
CC Finance Limited	Rep	Advising on corporate finance	2006-06-23	2010-08-31
	Rep	Advising on securities	2006-06-23	2010-08-31
	Rep	Dealing in securities	2006-06-23	2010-08-31
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2006-03-10	2006-07-07
	Rep	Dealing in securities	2006-03-10	2006-07-07