Personnel Hong Kong SFC License Details (ID 118071)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	RO	Dealing in securities	2026-09-14	-
	Rep	Dealing in securities	2023-02-24	2026-09-14
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2007-05-09	2009-05-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-03-14	2007-02-17