Personnel Hong Kong SFC License Details (ID 118089)

Personnel Hong Kong SFC License Details (ID 118089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-01-13	2011-08-30
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-01-13	2011-08-30
	Rep	Dealing in securities	2011-01-13	2011-08-30
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	2007-08-13	2010-11-26
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-18	2008-01-11
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2006-03-16	2010-11-26