Personnel Hong Kong SFC License Details (ID 1181)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-10-11	2018-09-05
	Rep	Asset management	2017-10-11	2018-09-05
Quam Securities Limited	Rep	Dealing in securities	2010-08-06	2017-10-11
	RO	Asset management	2007-05-14	2017-10-11
CHINA TONGHAI (IA) LIMITED	RO	Dealing in securities	-	2006-01-31
	RO	Advising on securities	-	2017-11-29
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	-	2017-10-11
	RO	Asset management	-	2017-10-11