Personnel Hong Kong SFC License Details (ID 118108)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2007-07-12	2009-03-31
	Rep	Advising on securities	2007-07-12	2009-03-31
	Rep	Dealing in securities	2007-07-12	2009-03-31
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-03-17	2007-06-09
	Rep	Advising on securities	2006-03-17	2007-06-09
	Rep	Dealing in securities	2006-03-17	2007-06-09