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Personnel Hong Kong SFC License Details (ID 118139)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FTL Wealth Management (HK) Limited
Rep
Advising on securities
2007-09-21
2010-05-07
YF Life Investors Limited
Rep
Dealing in securities
2006-11-02
2007-08-04
Rep
Advising on securities
2006-04-20
2007-08-04