Personnel Hong Kong SFC License Details (ID 118147)

Personnel Hong Kong SFC License Details (ID 118147)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2012-12-31	2013-08-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-31	2013-08-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-04-27	2010-04-23
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-04-27	2010-04-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-03-20	2009-04-08
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-12-07	2008-08-02
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2006-06-22	2006-11-22
	Rep	Dealing in futures contracts	2006-06-22	2006-11-22
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2006-06-13	2006-11-22
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-06-13	2006-11-22
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2006-03-22	2006-04-28
	Rep	Dealing in securities	2006-03-22	2006-04-28