Personnel Hong Kong SFC License Details (ID 118148)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2011-03-16	2011-06-21
	Rep	Dealing in securities	2011-03-16	2011-06-21
ZURICH ADVISORY (HK) LIMITED	Rep	Advising on securities	2006-05-12	2010-06-09